NATO and UN Peacekeeping Operations
A. Official Documents and Declarations
I. UN Peacekeeping Operations
While it is true that the word "peacekeeping" does not appear in the
text of the UN Charter, the United Nations has been deploying peacekeepers
since 1948. Article 42 in Chapter
VII of the UN Charter, which states that the Security Council may take
such actions as necessary "to maintain or restore international peace and
security", provides the legal basis for the conduct of such operations.
As a regional arrangement recognised as such by the UN, the OSCE can conduct
peacekeeping operations under Chapter
VIII of the UN Charter. Click here for a UN report on Cooperation
with regional organisations in peacekeeping operations, Report of the
Secretary-General on the Work of the Organisation, 1995.
Following the end of the Cold War, the concept of peacekeeping was
further developed in the 1992 report of Secretary General Boutros Boutros-Ghali
"An
Agenda for Peace" on preventive diplomacy, peacemaking and peacekeeping.
Click here for the references to peacekeeping in the Supplement
to an Agenda for Peace released three years later.
Recently, a UN Panel revisited the organisation's work in peace operations.
Click here to see the executive summary of the "Brahimi
Report".
In September 2000, Canada's Prime Minister Jean Chrétien announced
the establishment of the International
Commission on Intervention and State Sovereignty at the United Nations
Millennium Summit. The mandate of this independent body is to promote a
comprehensive global debate on the relationship between intervention and
state sovereignty, and to help bridge these two concepts. ICISS is intended
to support the United Nations. The Commission completed its work during
the Millennium Assembly year and reported back to the UN General Assembly
in Winter 2001. Click here for the December
2001 ICISS report and the supplementary
volume (both pdf).
II. NATO Peacekeeping
Operations
1. Inclusion of Peacekeeping into NATO's Field of Action
During the last decade, NATO has progressively incorporated peacekeeping
into its activities, regarding it as a new political rationale for the
Alliance. The
Alliance's New Strategic Concept of 1991 introduced the concepts of
"crisis management " and "conflict prevention", but remained very general.
See also the Rome
Declaration on Peace and Cooperation, which addresses the establishment
of the North Atlantic Cooperation Council (NACC), 8 November 1991.
It was not until the Oslo Ministerial
Meeting of 4 June 1992 that the Alliance offered to support peacekeeping
activities under the responsibility of the CSCE.
Six months later, NATO decided to offer its support for peacekeeping
operations under the responsibility of the UN Security Council in the course
of the Brussels Ministerial
Meeting of 17 December 1992.
For NATO's conceptual and operational approach to peacekeeping, which
has been developed within the NACC context, see the "Athens
Report" issued by the NACC Ad Hoc Group on Cooperation in Peacekeeping
(Athens 11 June 1993) as well as its follow-up documents:
2. Combined Joint Task Forces (CJTF)
The concept of CJTF was developed with a dual purpose:
a) to facilitate the use of NATO forces in missions carried out under
WEU command outside the area covered by the Treaty
b) to permit the participation of non-members in NATO operations such
as IFOR and KFOR.
The use of NATO assets in WEU operations aimed at strengthening the
development of a European Security and Defence Identity within the
Alliance. This concept was based on the idea of Alliance and European forces
which would be "separable but not separate".
2.1 NATO's Support to OSCE's Peacekeeping Activities
Co-operation between NATO and OSCE in peacekeeping operations is mentioned
in Chapter III of the
Helsinki Document of 1992.
2.2. US Peacekeeping Policy
III. CIS Peacekeeping Operations
An Agreement on Groups of Military Observers and Collective Peacekeeping
Forces in the CIS was signed on 20 March 1992 by all CIS members during
the Kiev Summit. Co-operation efforts between the OSCE and the CIS Collective
Peacekeeping Forces on Georgian territory in Abkhazia and South Ossetia
is carried out in accordance with Chapter
III of the CSCE Helsinki Summit Declaration of July 1992. CIS peacekeeping
forces also co-operated with the UN mission UNMOT
in Tajikistan until May 2000, and currently participate in the UN mission
UNOMIG
in Georgia.
IV. Co-operation Between NATO and
Russia in Peacekeeping Operations
NATO-Russia co-operation in peacekeeping activities, designated as an
area for consultation and co-operation in the NATO-Russia
Founding Act, is provided for in the PfP
Programme.
4.1. Bosnia-Herzegovina
Co-operation between Russian and NATO troops in the peacekeeping forces
set up in Bosnia and Herzegovina (IFOR/SFOR) was established by the Dayton
Peace Agreement.
4.2. Kosovo
The basis for NATO-Russian co-operation in the peacekeeping force deployed
in Kosovo (KFOR) is UNSC
Resolution 1244. Click here to see the Agreement
on Russian Participation ("Helsinki Agreement"), signed on 18 June
1999.
4.3. Points of Disagreement
4.3.1 NATO-Russia Permanent Joint Council (PJC) Declarations on Peacekeeping
NATO and Russia have stressed the need to develop a common understanding
of peacekeeping. Recently, cooperation between Russia and NATO in KFOR
in Kosovo was positively assessed by Russian Foreign Minister Igor Ivanov.
4.3.2 Russia's Position on NATO's Intervention in Kosovo
While co-operation between NATO and Russia in the context of SFOR and
KFOR is free from tensions, the same is not true for two other issues closely
related to these missions: NATO's military intervention in Kosovo and the
implementation of the political aspects of the peace accords.
Russia's position on the intervention in Kosovo, which denounces it
as an illegitimate aggression, contrasts with NATO's view that the humanitarian
catastrophe justified the use of military force. In protest against NATO's
intervention in Kosovo, Russia decided to interrupt contacts with the Alliance
in the context of the NATO-Russia Permanent Joint Council for almost
a year. A joint
statement on the restoration of relations between the Alliance and Russia
was finally issued during the visit of NATO Secretary General Lord Robertson
in Moscow on 16 February 2000.
Click here for references to NATO-Russia co-operation in the Foreign
Policy Concept of the Russian Federation of June 2000.
See a number of official statements illustrating Russia's disapproval
of some of the actions of UNMIK and KFOR in Kosovo.
Russia has also expressed dissatisfaction with the works of the International
Criminal Tribunal for the Former Yugoslavia (ICTY), established by UNSC
Resolution 827 on 25 May 1993. The mandates of the SFOR and the KFOR
include the arrest of persons indicted by the ICTY in the territory of
Bosnia-Herzegovina and Kosovo. For this reason, the ICTY signed a Memorandum
of Understanding with the NATO in 1996. The work of the ICTY is considered
as part of the peace-building measures in the former Yugoslavia and the
cooperation
with the ICTY by the parties is provided for in the Dayton Agreement.
For the position of the United States on the ICTY, see the remarks by UN
Ambassador-at-Large for War Crimes Issues D. Scheffer and NATO Spokesman
J. Shea on US
Support for ICTY, 18 May 1999. For the Russian position, see:
B. Speeches
-
U.S. Permanent Representative to the United Nations J. D. Negroponte: The
UN Security Council, the International Criminal Court, and the Future of
Peacekeeping in Bosnia, Statement in the UN Security Council, New York,
10 July 2002
-
NATO Secretary General Lord Robertson: Statement
on on SFOR's Detention of Indicted War Criminal Darko Mrda, 13 June
2002
-
Russian President V. Putin: Speech
in Area of Deployment of Russian Military Contingent of International Peacekeeping
Forces in Kosovo, Pristina, 19 June 2001
-
Russian Minister of Foreign Affairs I. Ivanov: Statement
on "NATO's Aggression Against the Federal Republic of Yugoslavia",
23 March 2001
-
Russian Minister of Foreign Affairs I. Ivanov: Speech
about relations between the Russian Federation and the FRY, Belgrade,
6 October 2000
-
Assistant Secretary of Defense E. Warner: Interview
on US-Russia Military Cooperation, 29 June 1999
-
Secretary General of NATO W. Claes: Speech
at the Meeting at UN and regional and other organisations, CSCE Budapest
Summit, 5 December 1994
-
Secretary General of NATO M. Wörner: "NATO
may have lost an enemy but it has not lost its raison d'être",
Venice, 19 May 1993
C. Research Studies
-
Rukavishnikov, V.: Peacekeeping
and National Interests, Copenhagen Peace Research Institute, 2001
-
Minear, L./van Baarda, T./Sommers, M.: NATO
and Humanitarian Action in the Kosovo Crisis, Watson Institute for
International Studies, 2000
-
Zagorski, A.: Great
expectations, NATO Review, Spring 2001
-
Crisen, S. (ed.): NATO
Enlargement and Peacekeeping: Journeys to Where ?, conference proceedings,
East European Studies Programme, Woodrow Wilson International Center for
Scholars, April 2001
-
Pfaff, Tony: Peacekeeping
and the Just War Tradition, Strategic Studies Institute, US Army War
College, September 2000
-
Yermolaev, M.: Russia's
international Peacekeeping and Conflict Management in the Post-Soviet Environment,
February 2000
-
Holsen, H./Davis, J.: Training
US Army Officers for Peace Operations: Lessons from Bosnia, United
States Institute of Peace Special Report, October 1999
-
Sherr, J./Main, S.: Russian
and Ukrainian Perceptions of Events in Yugoslavia, Conflict Studies
Research Center, May 1999
-
Johnson, D.V. II (ed.): Warriors
in Peace Operations, Strategic Studies Institute, US Army War College,
25 January 1999
-
Nikitin, A. I.: Past
and Future Cooperation in Peace Keeping: Lessons Learned From the
1990s, in: Oznobishchev, S./Brusstar, J.H.: U.S.-Russian
Partnership: Meeting the New Millennium, National Defense University
Press Washington, DC 1999
-
Durch, W. J.: U.S.-Russian
Cooperation in Peace Operations: Lessons and Prospects, in: Oznobishchev,
S./Brusstar, J.H.: U.S.-Russian
Partnership: Meeting the New Millennium, National Defense University
Press, Washington DC, 1999
-
UN
Blue Book: UN Criminal Justice Standards for Peace-keeping Police,
United Nations Publications, 1999
-
Kipp, J.: US-Russian Military Cooperation and
the IFOR Experience: A Comparison of Survey Results, Foreign Military
Studies Office, September 1998
-
Demurenko, A.: Organizing the Interactions
of Nations Participating in a Multi-national Operation, Foreign Military
Studies Office, 1998
-
Korkelia, K.: The
CIS Peace-keeping Operations in the Context of International Legal Order,
NATO Democratic Institutions Fellowships 1997-1999
-
Jackson, R.: NATO
and Peacekeeping, NATO Democratic Institutions Fellowships 1997-1999,
30 June 1997
-
Demurenko, A./Nikitin, A.: Basic
Terminology and Concepts in International Peacekeeping Operations: An Analytical
Review, Foreign Military Studies Office, 1997
-
Finch, R.: The Strange Case of Russian Peacekeeping
Operations in the near Abroad 1992-1994, Foreign Military Studies Office,
July 1996
-
Mackinlay, J.(ed): A
Guide to Peace Support Operations, Watson Institute for International
Studies, 1996
-
Thomas, T.: Russian "Lessons Learned" in Bosnia,
Foreign Military Studies Office, 1996
-
Allison, Roy: Peacekeeping
in the Soviet Successor States, Chaillot Paper 18, November 1994
-
Peacekeeping: Translated Texts of Three
Oral Presentations Given by Members of the Russian Federation Armed Forces,
Foreign Military Studies Office, 1994
-
Snow, D.: Peacekeeping,
Peacemaking and Peace-Enforcement: The US Role in the New International
Order, Strategic Studies Institute, US Army War College, February 1993
D. Parliamentary Reports
-
Forcieri, L.: NATO
Forces - Preparing for New Roles and Missions, NATO Parliamentary Assembly,
Defence and Security Committee, November 1998
-
van Eekelen, W.: Beyond
SFOR and IFOR - After the Combatant Comes the Legislator, NATO Parliamentary
Assembly, Defence and Security Committee, November 1998
-
van Eekelen, W.: Military
Support for Civilian Operations in the Context of Peacekeeping Missions,
NATO Parliamentary Assembly, Civilian Affairs Committee Report, November
1998
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